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Encryption at Rest New in v4.0.0

Encryption at rest means that data is encrypted when it is stored. For databases, this feature is also referred to as TDE (transparent data encryption). This is opposed to encryption in flight (TLS) or encryption in use (rarely used). Different things could be doing encryption at rest (SSD drive, file system, cloud vendor, etc), but by having TiKV do the encryption before storage this helps ensure that attackers must authenticate with the database to gain access to data. For example, when an attacker gains access to the physical machine, data cannot be accessed by copying files on disk.

TiKV supports encryption at rest starting from v4.0.0. The feature allows TiKV to transparently encrypt data files using AES in CTR mode. To enable encryption at rest, an encryption key must be provided by user and this key is called master key. The master key can be provided via AWS KMS (recommended), or specifying a key stored as plaintext in a file. TiKV automatically rotates data keys that it used to encrypt actual data files. Manually rotating the master key can be done occasionally. Note that encryption at rest only encrypts data at rest (namely, on disk) and not while data is transferred over network. It is advised to use TLS together with encryption at rest.

Also from v4.0.0, BR supports S3 server-side encryption (SSE) when backing up to S3. A customer owned AWS KMS key can also be used together with S3 server-side encryption.

Warnings

The current version of TiKV encryption has the following drawbacks. Be aware of these drawbacks before you get started:

When a TiDB cluster is deployed, the majority of user data is stored in TiKV nodes, and that data will be encrypted when encryption is enabled. However, a small amount of user data is stored in PD nodes as metadata (for example, secondary index keys used as TiKV region boundaries). As of v4.0.0, PD doesn't support encryption at rest. It is recommended to use storage-level encryption (for example, file system encryption) to help protect sensitive data stored in PD.
TiFlash supports encryption at rest since v4.0.5. For details, refer to Encryption at Rest for TiFlash. When deploying TiKV with TiFlash earlier than v4.0.5, data stored in TiFlash is not encrypted.
TiKV currently does not exclude encryption keys and user data from core dumps. It is advised to disable core dumps for the TiKV process when using encryption at rest. This is not currently handled by TiKV itself.
TiKV tracks encrypted data files using the absolute path of the files. As a result, once encryption is turned on for a TiKV node, the user should not change data file paths configuration such as storage.data-dir, raftstore.raftdb-path, rocksdb.wal-dir and raftdb.wal-dir.
TiKV info log contains user data for debugging purposes. The info log and this data in it are not encrypted.

TiKV encryption at rest

Overview

TiKV currently supports encrypting data using AES128, AES192 or AES256, in CTR mode. TiKV uses envelope encryption. As a result, two types of keys are used in TiKV when encryption is enabled.

Master key. The master key is provided by user and is used to encrypt the data keys TiKV generates. Management of master key is external to TiKV.
Data key. The data key is generated by TiKV and is the key actually used to encrypt data. The data key is automatically rotated by TiKV.

The same master key can be shared by multiple instances of TiKV. The recommended way to provide a master key in production is via AWS KMS. Create a customer master key (CMK) through AWS KMS, and then provide the CMK key ID to TiKV in the configuration file. The TiKV process needs access to the KMS CMK while it is running, which can be done by using an IAM role. If TiKV fails to get access to the KMS CMK, it will fail to start or restart. Refer to AWS documentation for KMS and IAM usage.

Alternatively, if using custom key is desired, supplying the master key via file is also supported. The file must contain a 256 bits (or 32 bytes) key encoded as hex string, end with a newline (namely, \n), and contain nothing else. Persisting the key on disk, however, leaks the key, so the key file is only suitable to be stored on the tempfs in RAM.

Data keys are generated by TiKV and passed to the underlying storage engine (namely, RocksDB). All files written by RocksDB, including SST files, WAL files, and the MANIFEST file, are encrypted by the current data key. Other temporary files used by TiKV that may include user data are also encrypted using the same data key. Data keys are automatically rotated by TiKV every week by default, but the period is configurable. On key rotation, TiKV does not rewrite all existing files to replace the key, but RocksDB compaction are expected to rewrite old data into new data files, with the most recent data key, if the cluster gets constant write workload. TiKV keeps track of the key and encryption method used to encrypt each of the files and use the information to decrypt the content on reads.

Regardless of data encryption method, data keys are encrypted using AES256 in GCM mode for additional authentication. This required the master key to be 256 bits (32 bytes), when passing from file instead of KMS.

Configure encryption

To enable encryption, you can add the encryption section in TiKV's configuration file:

[security.encryption]
data-encryption-method = aes128-ctr
data-key-rotation-period = 7d

Possible values for data-encryption-method are "aes128-ctr", "aes192-ctr", "aes256-ctr" and "plaintext". The default value is "plaintext", which means encryption is not turned on. data-key-rotation-period defines how often TiKV rotates the data key. Encryption can be turned on for a fresh TiKV cluster, or an existing TiKV cluster, though only data written after encryption is enabled is guaranteed to be encrypted. To disable encryption, remove data-encryption-method in the configuration file, or reset it to "plaintext", and restart TiKV. To change encryption method, update data-encryption-method in the configuration file and restart TiKV.

The master key has to be specified if encryption is enabled (that is,data-encryption-method is not "plaintext"). To specify a AWS KMS CMK as master key, add the encryption.master-key section after the encryption section:

[security.encryption.master-key]
type = "kms"
key-id = "0987dcba-09fe-87dc-65ba-ab0987654321"
region = "us-west-2"
endpoint = "https://kms.us-west-2.amazonaws.com"

The key-id specifies the key id for the KMS CMK. The region is the AWS region name for the KMS CMK. The endpoint is optional and doesn't need to be specified normally, unless you are using a AWS KMS compatible service from a non-AWS vendor.

To specify a master key that's stored in a file, the master key configuration would look like the following:

[security.encryption.master-key]
type = "file"
path = "/path/to/key/file"

Here path is the path to the key file. The file must contain a 256 bits (or 32 bytes) key encoded as hex string, end with a newline (\n) and contain nothing else. Example of the file content:

3b5896b5be691006e0f71c3040a29495ddcad20b14aff61806940ebd780d3c62

Rotate the master key

To rotate master key, you have to specify both of the new master key and old master key in the configuration, and restart TiKV. Use security.encryption.master-key to specify the new master key, and use security.encryption.previous-master-key to specify the old master key. The configuration format for security.encryption.previous-master-key is the same as encryption.master-key. On restart TiKV must access both of the old and new master key, but once TiKV is up and running, TiKV will only need access to the new key. It is okay to leave the encryption.previous-master-key configuration in the configuration file from that on. Even on restart, TiKV only tries to use the old key if it fails to decrypt existing data using the new master key.

Currently online master key rotation is not supported, so you need to restart TiKV. It is advised to do a rolling restart to a running TiKV cluster serving online query.

Here is an example configuration for rotating the KMS CMK:

[security.encryption.master-key]
type = "kms"
key-id = "50a0c603-1c6f-11e6-bb9e-3fadde80ce75"
region = "us-west-2"

[security.encryption.previous-master-key]
type = "kms"
key-id = "0987dcba-09fe-87dc-65ba-ab0987654321"
region = "us-west-2"

Monitoring and debugging

To monitor encryption at rest, if you deploy TiKV with Grafana, you can look at the Encryption panel in the TiKV-Details dashboard. There are a few metrics to look for:

Encryption initialized: 1 if encryption is initialized during TiKV startup, 0 otherwise. In case of master key rotation, after encryption is initialized, TiKV do not need access to the previous master key.
Encryption data keys: number of existing data keys. The number is bumped by 1 after each time data key rotation happened. Use this metrics to monitor if data key rotation works as expected.
Encrypted files: number of encrypted data files currently exists. Compare this number to existing data files in the data directory to estimate portion of data being encrypted, when turning on encryption for a previously unencrypted cluster.
Encryption meta file size: size of the encryption meta data files.
Read/Write encryption meta duration: the extra overhead to operate on metadata for encryption.

For debugging, the tikv-ctl command can be used to dump encryption metadata such as encryption method and data key id used to encryption the file, as well as list of data keys. Since the operation can expose sensitive data, it is not recommended to use in production. Please refer to TiKV Control document.

Compatibility between TiKV versions

To reduce the overhead caused by I/O and mutex contention when TiKV manages the encryption metadata, an optimization is introduced in TiKV v4.0.9 and controlled by security.encryption.enable-file-dictionary-log in the TiKV configuration file. This configuration parameter takes effect only on TiKV v4.0.9 or later versions.

When it is enabled (by default), the data format of encryption metadata is unrecognizable by TiKV v4.0.8 or earlier versions. For example, assume that you use TiKV v4.0.9 or later with encryption at rest and the default enable-file-dictionary-log configuration. If you downgrade your cluster to TiKV v4.0.8 or earlier, TiKV will fail to start, with an error in the info log similar to the following one:

[2020/12/07 07:26:31.106 +08:00] [ERROR] [mod.rs:110] ["encryption: failed to load file dictionary."]
[2020/12/07 07:26:33.598 +08:00] [FATAL] [lib.rs:483] ["called `Result::unwrap()` on an `Err` value: Other(\"[components/encryption/src/encrypted_file/header.rs:18]: unknown version 2\")"]

To avoid the error above, you can first set security.encryption.enable-file-dictionary-log to false and start TiKV with v4.0.9 or later. Once TiKV starts successfully, the data format of encryption metadata is downgraded to the version recognizable to earlier TiKV versions. At this point, you can then downgrade your TiKV cluster to an earlier version.

BR S3 server-side encryption

To enable S3 server-side encryption when backup to S3 using BR, pass --s3.sse argument and set value to "aws:kms". S3 will use its own KMS key for encryption. Example:

./br backup full --pd  --storage "s3:///" --s3.sse aws:kms

To use a custom AWS KMS CMK that you created and owned, pass --s3.sse-kms-key-id in addition. In this case, both the BR process and all the TiKV nodes in the cluster would need access to the KMS CMK (for example, via AWS IAM), and the KMS CMK needs to be in the same AWS region as the S3 bucket used to store the backup. It is advised to grant access to the KMS CMK to BR process and TiKV nodes via AWS IAM. Refer to AWS documentation for usage of IAM. For example:

./br backup full --pd  --storage "s3:///" --s3.region  --s3.sse aws:kms --s3.sse-kms-key-id 0987dcba-09fe-87dc-65ba-ab0987654321

When restoring the backup, both --s3.sse and --s3.sse-kms-key-id should NOT be used. S3 will figure out encryption settings by itself. The BR process and TiKV nodes in the cluster to restore the backup to would also need access to the KMS CMK, or the restore will fail. Example:

./br restore full --pd  --storage "s3:/// --s3.region "

Encryption at rest for TiFlash New in v4.0.5

TiFlash supports encryption at rest since v4.0.5. Data keys are generated by TiFlash. All files (including data files, schema files, and temporary files) written into TiFlash (including TiFlash Proxy) are encrypted using the current data key. The encryption algorithms, the encryption configuration (in the tiflash-learner.toml file) supported by TiFlash, and the meanings of monitoring metrics are consistent with those of TiKV.

If you have deployed TiFlash with Grafana, you can check the TiFlash-Proxy-Details -> Encryption panel.